Welcome to Connecticut Securities Lawyers.com

	Did You Know?
	Transfer Trades: Entries made upon the books of Futures Commission Merchants Transfer Trades: Entries made upon the books of Futures Commission Merchants for the purpose of: (1) transferring existing trades from one account to another within the same firm where no change in ownership is involved; (2) transferring existing trades from the books of one FCM to the books of another FCM where no change in ownership is involved. Also called Ex-Pit Transactions.

In today's financial world, national and Connecticut investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our Connecticut Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., Connecticut Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

• Providing False Information
• Stock Manipulation
• Lying to Auditors
• Insider Trading
• Late-Trading Schemes
• Unauthorized Trading
• Breach of Fiduciary Duty
• Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

• Investment Fraud
• Stock Fraud
• Bond Fraud
• Mutual Fund Fraud
• Internet Fraud
• Trading Fraud

Other aspects a Securities Lawyer can help you with include:

• Securities Brokering
• Securities Dealing
• Securities Underwriting
• Investment Advisory

Contact our Connecticut Securities Lawyer Now!

Connecticut Audio & Video         WorldCom's Ebbers Sentenced to 25 Years AUDIO, RM, 44Kbps, 1:02, 7/13/2005 Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history. Source: NPR

Connecticut External Sites         TESTIMONY OF RALPH A. LAMBIASE Director, Division of Se Ralph Lambiase, Connecticut Securities Director and President of the North American ... As the securities director for the state of Connecticut, ... US Senate: Legislation & Records Home > Votes &g Measure Title:, A bill to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 ... Connecticut:, Dodd (D-CT), Yea, Lieberman (D-C